Grant Transfer

When a grant is transferred from one institution to another, there are several steps to the process.

The Principal Investigator is responsible for the following actions to initiate a transfer:

  1. Obtain approval from their current institution to relinquish the award. Because awards are made to the institution and not to individual researchers or scholars, there must be agreement to relinquish the award. The PI, their department head and their dean (or equivalents) must agree that the award should transfer with the PI. All Co-PIs and/or other key personnel must be notified of the grant transfer.
  2. The PI should confirm the status of any cost-sharing commitment made by the original institution. Some sponsors require any cost-share commitments made at the original institution to be transferred to the new institution.
  3. Confirm compliance or other commitments that will be transferred.
  4. Ascertain and follow sponsor requirements related to transferring an award.
  5. Discuss any technology developments with the Technology Transfer Office.
  6. Coordinate with the Office for Sponsored Research and Award Administration of the current institution regarding completion of grant transfer requirements.
  7. The Office for Sponsored Research and Award Administration at the current institution is responsible for the following areas:
    1. Determine the exact amount of unexpended or unobligated funds to be transferred. Critically review any cost-sharing commitments. Determine which have been met and which, if any, will transfer with the award.
    2. Review agreement for sub-awards to determine project status. Notify active subrecipients of the impending move and that their current award may be terminated. Coordinate terminations with the sponsored research office.
    3. Review agreement for equipment purchases. Capitalized equipment purchased on the current award may move with the PI to the new institution. Any movement of equipment which has not been purchased with this award must be approved by the appropriate institutional officials and have a loan agreement signed between the two institutions. Contact the institution's Property Office.
    4. Review commitments to personnel, particularly graduate students, to determine if their participation is integral to project success. If so, the new institution will need to make a subaward back to the original institution once the award is transferred.

The Principal Investigator is responsible for the following actions to complete a transfer:

  1. Complete paperwork from the sponsor, and secure the signature of their department head, dean (or director) and the Director of Sponsored Research and Award Administration on a relinquishing statement to end the award at that institution.
  2. Complete the application procedures of the new institution's Sponsored Research and Award Administration office in order to complete the grant transfer process.
  3. Provide a copy of the initial proposal, initial award notice, and the most recent progress report. Provide a copy of an updated scope of work if the transferring of the award changes the project scope.
  4. Provide a detailed budget for the funds to be transferred, using rates appropriate for the new institution, and balance of any cost sharing to be met. (A detailed budget includes all salaries, levels of effort, fringe benefits, travel, supplies/services, equipment, sub-awards and indirect cost.)
  5. Provide other compliance or commitment documents (e.g., animal use; human subjects.)
  6. Complete the new institution's proposal routing and approval process. All units providing the commitment must approve any cost sharing obligations.
  7. Include verification from the department on academic appointment start date.
  8. Supply a letter from the original awardee institution relinquishing the award or copy of signed agency relinquishment form.
  9. Forward all necessary completed and signed paperwork to the sponsoring organization.